Module 5

AML, KYC, and RERA compliance. Automated.

ComplianceShield screens deal parties against global and local sanctions lists, verifies documents, and generates draft files designed to support goAML report preparation.

AML/KYC ScreeningTDRA Consent LogRERA ComplianceILLUSTRATIVE WORKFLOW · SAMPLE DATA

Manual compliance is a liability.

UAE AML law requires sanctions screening before every transaction. Most agencies do it manually, if at all.

Passport and Emirates ID verification by eye misses expired documents and forgeries.

SAR filing deadlines are tracked in spreadsheets. Overdue SARs are invisible.

RERA inspections require a full audit trail. Email threads don’t qualify.

How ComplianceShield works

01

Deal created

The moment a deal is created, ComplianceShield queues all parties for sanctions screening. No manual trigger required.

02

Screening

UN, OFAC, EU, and UAE sanctions lists checked. PEP status assessed. High-risk nationality flagged. Results in under 60 seconds.

03

Document verification

Passport MRZ checksum, Emirates ID Luhn validation, and NOC freshness (90-day limit) checked automatically. LLM-assisted authenticity scoring.

04

Risk score and SAR

Risk score calculated from screening results. High-risk deals flagged for review. Draft SAR files prepared in goAML XML format with deadline tracking.

What’s included

Sanctions screening

UN, OFAC, EU, and UAE lists. Fuzzy name matching (85% threshold). Updated weekly. Results in under 60 seconds.

Document verification

Passport MRZ, Emirates ID Luhn, and NOC freshness checks. Automated. No manual review for standard documents.

Risk scoring

Deal and party risk scores from 0–100. Structuring detection. Price anomaly flagging (>20% deviation from AVM).

SAR generation

Draft XML files formatted for goAML review. Deadline tracking with WhatsApp alerts at 7 days and overdue. Owner approval workflow.

Immutable audit trail

Hash-chained audit log for every compliance event. Tamper-evident. Exportable for RERA inspections.

RBAC approval chain

SAR draft reviews require Owner or Admin approval. Agents cannot initiate goAML draft exports without authorization.

What ComplianceShield replaces

Legacy Methods

Manual processes and slow operations holding you back.

  • Manual sanctions list checks
  • Spreadsheet SAR tracking
  • Paper-based KYC folders

Fragmented Subscriptions

Costly, disconnected tools you can safely cancel.

  • Separate AML screening subscriptions
  • Manual draft file preparation formatted for goAML
  • Compliance consultant fees for routine checks

The DealPilot Solution

Unified, fully compliant platform built for Dubai.

  • Sanctions screening

  • Document verification

  • Risk scoring

All-in-one Intelligence

Works with

WhatsApp
Property Finder
Bayut
Instagram
Stripe
DLD

Common questions

Which sanctions lists are checked?

UN Consolidated List, OFAC SDN, EU Consolidated List, and UAE Local Terrorist List. All four are checked on every screening.

How often are the lists updated?

Lists are updated weekly via automated sync. The update timestamp is visible in the compliance dashboard.

Is ComplianceShield sufficient for UAE AML compliance?

ComplianceShield automates the screening and documentation requirements of UAE AML law. It does not replace a designated MLRO or legal counsel for complex cases.

Cut AML check time from 2 hours to 12 minutes.

ComplianceShield is included in every DealPilot plan.